Capital Markets Business Analyst - Compliance & Surveillance

Job Title: Capital Markets Business Analyst - Compliance & Surveillance Location: Pennington, New Jersey, United States (Onsite - 3 days in a week) Employment Type: Contract About Smart IT Frame: At Smart IT Frame, we connect top talent with leading organizations across the USA. With over a decade of staffing excellence, we specialize in IT, healthcare, and professional roles, empowering both clients and candidates to grow together. Summary: This position is designed for a skilled professional to analyze and map OTC financial products within the trade surveillance framework, with a strong focus on implementing and supporting the underlying technology. The role requires a deep understanding of OTC instruments, including derivatives, swaps, FX, commodities, and equities, as well as expertise in trade surveillance systems and data analysis tools. Qualifications: • Proven experience as a Business Analyst in the financial services industry, with a focus on trade surveillance, compliance, and capital markets • Deep understanding of OTC financial products, including derivatives, Fixed Income, Swaps, FX, commodities, and equities, with experience in their trading and risk management. • Strong knowledge of trade surveillance systems and tools, such as Trading Hub, Actimize, SMARTS, or similar platforms, with hands-on experience in implementation and support. • Proficiency in SQL and experience with data analysis tools like Tableau or Power BI, essential for data-driven decision-making. • Familiarity with software development life cycles (SDLC) and agile methodologies, enhancing efficiency in system development and deployment. • Knowledge of regulatory requirements related to trade surveillance. • Understanding of trade surveillance regulations and practices is highly desirable, enhancing the ability to deliver compliant solutions. • Excellent problem-solving abilities, attention to detail, and strong communication skills. Ability to work effectively in a team environment, collaborating with cross-functional teams. Mandatory Skills: Front Office Services (Membership, IPO, Order/Trade Management, Pricing, Trading Strategies, Pre-Trade Compliances)